Regulatory Analyst
World-Business-Lenders,-LL
Overview
- World Business Lenders (WBL) is a privately held portfolio lender specializing in real estate-secured business loans for underserved businesses. WBL operates with a fully remote, multinational workforce and an experienced executive leadership team.
- Typically, the work schedule is from 9:00 AM to 6:00 PM Eastern Time, Monday through Friday, though additional hours may be required based on business needs.
AbouttheRole
- WBL is seeking a Regulatory Analyst to support regulatory research, change management, licensing, filings, disclosure requirements, examinations, and regulatory reporting. This role will help maintain a clear inventory of obligations affecting WBL's lending, servicing, and corporate activities and coordinate timely implementation across the business.
WhatSuccessLooksLike
- Keeps regulatory obligations, changes, licenses, filings, and deadlines accurate and current.
- Converts research into clear summaries, assigned actions, and documented implementation evidence.
- Supports complete and timely regulatory submissions and examination responses.
- Escalates unclear, high-risk, or overdue matters to the Team Lead promptly.
WhatYou'llBeDoing(CoreResponsibilities)
- Regulatory Research and Change Management
- Research applicable federal and state requirements affecting WBL's lending, servicing, and corporate operations.
- Monitor legal and regulatory developments involving usury, licensing, disclosures, and related obligations.
- Prepare clear summaries of changes, affected business processes, effective dates, and recommended next steps for review by the Team Lead or legal counsel.
- Update the regulatory obligations inventory and track assigned implementation actions through completion.
- Licensing, Filings, and Examinations
- Maintain licensing, registration, renewal, filing, and reporting calendars and supporting documentation.
- Coordinate information collection and preparation of applications, renewals, reports, certifications, and other submissions.
- Support regulatory examinations, inquiries, and responses by organizing requests, owners, evidence, drafts, approvals, and deadlines.
- Maintain accurate, audit-ready records of submissions, approvals, correspondence, and follow-up commitments.
- Business and Policy Support
- Assist with regulatory reviews of new products, processes, vendors, and jurisdictional expansion.
- Compare requirements against current policies, procedures, disclosures, and operational practices and identify potential gaps.
- Coordinate with Operations, Lending, Servicing, Finance, and other teams to gather facts and implementation evidence.
- Support updates to policies, procedures, guidance, training materials, and regulatory reference tools.
- Reporting and Process Improvement
- Prepare status reports on regulatory changes, licensing, filings, examinations, and outstanding actions.
- Identify approaching deadlines, incomplete records, conflicting information, and overdue actions for escalation.
- Maintain standardized research files, trackers, checklists, templates, and workflows.
- Protect confidential and privileged information and follow documented quality-control requirements.
Education
- Bachelor's degree in law, legal studies, compliance, finance, business, public policy, or a related field.
- Paralegal training, JD coursework, or a compliance or regulatory credential is preferred but not required.
RequiredExperience
- 2+ years of experience in regulatory compliance, legal research, licensing, risk, audit, or financial-services operations.
- Experience researching rules, maintaining regulatory calendars, preparing filings, or supporting examinations is preferred.
- Ability to summarize complex requirements clearly and distinguish confirmed requirements from items requiring legal review.
- Strong organization, writing, documentation, and deadline-management skills.
PreferredIndustryExperience
- Financial services, commercial lending, private lending, banking, fintech, specialty finance, mortgage lending, or another highly regulated industry.
SpecificTechnicalSkills
- Federal and state regulatory research.
- Regulatory change, obligations, licensing, and filing trackers.
- Examination and information-request coordination.
- Microsoft Office and legal, compliance, or regulatory research systems.
Must-Have Requirements
- Must be able to read and speak English fluently.
- Strong ability to prioritize tasks and manage multiple deadlines.
- Proficiency in Outlook and Teams for scheduling, communication, and collaboration.
Key Competencies
- Research discipline
- Analytical thinking
- Clear writing
- Attention to detail
- Follow-through
- Sound escalation judgment
- Strong English communication skills, both written and verbal, with the ability to connect well with different teams and stakeholders
Remote Work Requirements
- Stable, reliable internet connection.
- Professional and dedicated remote working setup.
- Ability to work effectively across a remote, multinational organization and maintain confidentiality.
What We Offer
Compensation in USD.
Benefits include paid time off (PTO).
Work Environment: Fully remote work environment.
#J-18808-LjbffrVacante publicada el 2 días atrás
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